Why do you need to collect my personal information?

We know it feels a bit invasive to ask personal questions regarding your financial background, but unfortunately, we need to collect this information as we are a regulated business. The primary reasons that broker-dealers are required to collect personally identifiable information is in order to fulfill industry suitability, recording keeping, anti-terrorist, and anti-money laundering laws and requirements. 

For additional information, please view our policies on Privacy and Data Security. You can rest assured that we take the safety of your data seriously.